Regulations

Latest Articles

Sea crossing bridge at sunset

Does Anyone Really Know What ETF Share Class Cross-Subsidization Is?

John Crabb April 16, 2025

Magic quick fix button

With Atkins’ Confirmation, Trump Will Get Deregulation to ‘Fix’ the Markets — Well At Least Short Term

John Crabb April 10, 2025

Securities and Exchange Commission, SEC, Building in Washington DC

SEC Shows Commitment to Investor Protection Amid Market Disruption

John Crabb February 25, 2025

Crypto Growth Opportunities

Amid the Fight Over U.S. Regulations, Crypto Advocates Seek New Rules From Washington

James Comtois February 11, 2025

trump 2

Can Short Selling Survive Trump 2.0?

Michelle Celarier February 6, 2025

An open book is on fire

Don’t Get Too Excited: Deregulation Won’t Be as Intense as You Think

John Crabb February 4, 2025

Flight to Crypto Quality

Despite the Hype, Concerns Rise About Mixing Crypto With Banking

James Comtois January 22, 2025

Leadership, success, and teamwork concept, yellow leader paper boat leading white followers boats. 3D Render

BlackRock Gets FDIC Extension as Asset Managers Wait for a New Regulatory Regime

John Crabb January 15, 2025

Business People Standing and Discussing in the Metaverse. Digital Collaborations in the Metaverse. Digital Finance Evolution. Innovative Fintech Technology. Visualizing Financial Investment. Stock Market Trading Monitor

J.P. Morgan’s Michael Cembalest Predicts Trump “Alchemists” Will Prompt a Correction in 2025

Michelle Celarier January 7, 2025

SEC’s Hester Peirce on What to Expect From the Atkins Agenda

John Crabb January 7, 2025

SEC building, DC

Asset Managers (Not Surprisingly) Cheer Paul Atkins as ‘Enforcement-Lite’ SEC Pick

John Crabb December 13, 2024

FDIC Building

Asset Managers Ruffled by Regulator's Late Push to Oversee Bank Investments

John Crabb November 19, 2024

Carl Icahn (Victor J. Blue/Bloomberg)

Carl Icahn, Icahn Enterprises Settle With SEC After ‘Unsupported’ Hindenburg Allegations

Michael Thrasher August 19, 2024

2016-06-gmtl-ss-pension-governance-road-retirement-large.jpg

A Pension Fund’s Path to Leadership in Governance

Scott FitzGerald June 27, 2016

Banks That Understand Regulation and Fintech Are on Track for Success

Anthony Caterino June 1, 2016

6 Things I Learned From 3 Months in an Investment Office

Imogen Rose-Smith May 19, 2016

ECB Headquarters In Frankfurt As Mario Draghi Unveils Stimulus Measures

Daily Agenda: Markets Shaken by Draghi’s Modest Move

Andrew Barber December 4, 2015

Inside The FHB Commercial Bank Ltd Headquarters Ahead Of Mortgage Division Earnings

Daily Agenda: Markets Pricing in Stronger Dollar

Andrew Barber November 17, 2015

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